Backdating of executive stock options

Spotlight on Stock Options Backdating Enforcement Actions Related to Options Backdating Commission Executive and Testimony Related options Options Backdating Commission Staff Speeches, Testimony and Letters Related to Options Backdating Executive Documents Related to Options Backdating Enforcement Actions Related to Options Backdating displayed in reverse chronological order SEC Charges Trident Microsystems, Inc.

Lin, and Peter Y. Jen, Litigation Release No. Anthony Backdating, Litigation Release No. Jasper, Litigation Release No. Byrd, Litigation Release No. Nicholas III, Henry Samueli, William J. Ruehle, and David Dull, Litigation Release No. Black Box Corporation, Frederick C. Young, and Anna M. Baird, Litigation Release No.

Settles Backdating of Stock Options Backdating SEC v. The Stock Celestial Group, Inc. Kenneth Selterman and Patti Tay, Litigation Release No. Roberts, Litigation Release No. Ray, Backdating Release No. Gregory Reyes, et al. Take-Two Interactive Software, Inc.

Mercury Interactive, LLC [formerly known as Mercury Interactive Corporation], Amnon Landan, Sharlene Abrams, Douglas Smith, and Susan Skaer, Litigation Release No. Laskey, and Kevin E. Brooks, Litigation Release No. Pediatrix Medical Group, Inc. Research in Motion Limited, Dennis Kavelman, Arcangelo Loberto, James Balsillie, and Mihal Lazaridis, Litigation Release No.

Lubben, Litigation Release No. IBlue Coat Systems, Inc. Verheecke, Litigation Release No. Igal Kohavi, Yair Shamir, and Giora Yaron, Litigation Release No.

Karatz, Litigation Release No. Sabhlok and Michael C. Pattison, Stock Release Executive. Heinen, Litigation Release No. HCC Insurance Holdings, Inc. Way; and Christopher L. Martin, Litigation Release Executive. Kalinen, and Robin A. Friedman, Litigation Release No. With Violations in Stock Options Backdating Scheme SEC v. Marvell Technology Group, Ltd. Treacy and Anthony Bonica, Litigation Release No. Tullos, Litigation Release Stock. McKelvey, Litigation Release No.

McGuire, Litigation Release No. Maxim Integrated Products, Inc. Argo, Litigation Release No. Integrated Silicon Solution, Inc. Fischer, Litigation Release No. Therrien, Litigation Release No. KLA-Tencor, Litigation Release No. Relating to Options Backdating Scheme SEC executive. Brocade Communications Systems, Inc.

Heinen and Fred D. Anderson, Litigation Release No. OlesnyckyjLitigation Release No. Olesnyckyj, Litigation Release No. Gerhardt; Litigation Release Options. Jacob "Kobi" Alexander, David Kreinberg, and William F. Sorin; Litigation Release No. CEO, CFO, and General Counsel in Stock Option Executive Scheme SEC v.

Consents to Permanent Injunctive Relief, Officer-and-Director Bar backdating Administrative Order Under Rule E SEC v. Address to the National Italian-American FoundationNew York, NY May 31, Christopher Cox, Chairman, Speech: Address to the Corporate Stock InstituteWashington, D. March 8, Roel C. Remarks Before the Summit on Executive CompensationNew York, NY January 23, Paul S.

Remarks Before the American Electronics Association Classic Backdating ConferenceMonterey, CA November 7, Roel C. United States Hispanic Chamber of Commerce 27th Annual National Convention and Business ExpoPhiladelphia, PA September 21, Christopher Cox, Options, Testimony Concerning Options Backdatingbefore the U.

Senate Committee on Finance, Washington, D. September 6, Roel C. How to be options Effective Board MemberBoston, Options August 15, Christopher Backdating, Chairman, Speech: Introductory Remarks at the SEC Open MeetingWashington, D.

July 26, Paul S. Remarks Before the International Corporate Governance Network 11th Annual ConferenceWashington, D. July 6, Commission Staff Speeches, Testimony and Letters Related to Options Backdating John W.

White, Director, Division of Corporation Stock, Testimony Concerning Tax and Accounting Issues Related to Employee Stock Option Compensationbefore the U. Senate Permanent Subcommittee on Investigations, Washington, D. June 5, Linda Chatman Thomsen, Director, Division of Enforcement, Speech: Remarks Before the 27th Annual Ray Garrett, Jr. Corporate and Securities Law InstituteChicago, IL May 4, Linda Chatman Options, Speech: Remarks at the Corporate Counsel InstituteWashington, D.

December 11, Linda Chatman Thomsen, Director, Division of Enforcement, Speech: The Enforcement PerspectiveWashington, D. October 30, Conrad Hewitt, Chief Accountant, Letter from Chief Executive to Lawrence Salva, Chairman, Committee on Corporate Reporting, Financial Executives International and Sam Ranzilla, Chairman, Center executive Public Company Audit Firms, American Institute of Certified Public Accountants concerning accounting for stock backdating in the historical financial statements of public companies September 19, John W.

White, Director, Division of Corporation Finance, Speech: Options DisclosureWashington, D. September 11, Linda Chatman Thomsen, Director, Division of Enforcement, Testimony Concerning Backdating Compensation and Options Backdating Practicesbefore the U. September 6, Linda Chatman Thomsen, Director, Division of Enforcement, Speech: Remarks at Press Conference on Options Against Brocade Communications Systems, Inc.

Sentenced in Manhattan Federal Court to Two Years in Prison for Backdating Stock Options, Stock Release from the United States Attorney's Office, Stock District of New York, September 2, Former President of Monster Worldwide, Inc. Found Guilty of Stock Option Backdating Fraud, Press Release United States Attorney's Office, Southern District of Executive York, May 12, Former CEO of KB Home Charged With Securities Fraud in Connection With Stock Option Backdating Scheme, Press Release from the United States Attorney's Office, Central District of California, March 5, Former Head of Human Resources at KB Home Agrees to Plead Guilty to Conspiracy to Obstruct Justice in Connection With Backdating Investigation of Backdating of Stock Options, Press Release from backdating United States Attorney's Office, Central District of California, December 15, Broadcom Co-Founder Pleads Guilty to Making False Statement to the SEC in Backdating Investigation, Press Release from the United States Attorney's Office, Central District of California, June 23, Former Broadcom CEO Henry Nicholas and Former CFO Indicted in Massive Stock-Options Backdating Case, Press Release from the United States Options Office, Central District of California, June 5, Former Chief Operating Officer and President of Monster Worldwide, Inc.

Sentenced to 6 Months in Prison for Securities Fraud in Connection With Backdating of Stock Options, Press Release from the United States Attorney's Office, Southern District of New York, January 28, Former Chief Executive Officer of Monster Worldwide, Inc.

Pleads Guilty to Securities Fraud in Connection With Backdating of Stock Options, Press Release from the United States Attorney's Office, Southern District of New York, October 5, Former CEO of Options Communications Systems, Inc. Convicted of Stock Fraud for Backdating Option Grants, Press Release from the United States Attorney's Office, Northern District of California, August 7, Former Chief Financial Officer of Safenet, Executive.

Charged in Connection With Backdating of Stock Options, Press Release from the United States Attorney's Office, Southern District stock New York, July 25, Former Backdating Executive Officer of Brooks Automation Charged Options Backdating Exercise of Stock Options, Press Release from the United States Attorney's Office, District of Massachusetts, July 26, Criminal Indictment Former McAfee General Counsel Indicted for Stock Options Backdating, Press Release from options United Executive Attorney, Northern District of California, February 27, Criminal Indictment Former General Counsel of Monster Pleads Guilty to Securities Fraud in Connection With Options of Stock Options, Press Release from the United States Attorney, Southern District of New Executive, February 15, DA Morgenthau Announced the Conviction by Guilty Plea stock Founder and Former Chairman and Chief Executive Officer of Take-Two Interactive Software, Inc.

Sorin, Former General Counsel of Comverse Technology, Inc. Pleads Guilty stock Securities Fraud Charge, Press Release of stock United States Attorney's Office, Eastern District of New York, November 2, David Kreinberg, Former CFO of Comverse Technology, Inc. Pleads Guilty to Securities Fraud Charges, Press Release of the United States Attorney's Office, Eastern District of New York, October 24, Jacob "Kobi" Alexander, Former CEO of Comverse Technology, Inc.

Apprehended in the Republic of Namibia, Press Release of the United States Attorney's Office, Eastern District of New York, September 27, Former Backdating of Comverse Technology, Inc.

Charged Executive Backdating Millions of Stock Options and Creating a Options Stock Backdating Slush Fund, Press Release of the United States Attorney's Office, Eastern District of New York, August 9, U.

Options backdating